Not Finding What You're Looking For?
Time Limit
Multiple-choice questions
Passing score required to pass
Options Investment Strategies
Supervision of Sales Activities and Trading Practices
Supervision of Employees, Business Conduct, and Recordkeeping and Record Requirements
Kaplan has prepared a Best Practices Guide to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.
For more exam details, including fees and passing score, please visit FINRA.
Kaplan Financial Education is approved and regulated by the Colorado Department of Higher Education, Private Occupational School Board (DPOS). View the Colorado College Bulletin.
About the Exam
The FINRA® Series 4 Exam
Career Information
Best Practices Guide
Kaplan has prepared a Best Practices Guide to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.
