Take Your Securities Knowledge to the Next Level
Kaplan is an approved Investment Adviser Representative Continuing Education (IAR CE) provider, offering a complete catalog of online courses to comply with the new North American Securities Administrators Association (NASAA) IAR CE Model Rule.
Designed to help you better serve your clients, Kaplan’s IAR CE courses will deepen your regulatory understanding while fulfilling your requirements. We offer courses to satisfy both Products and Practices and Ethics and Professional Responsibility components at all difficulty levels. Kaplan courses are compatible with other CE programs.
To maintain your IAR registration, you must obtain 12 credits each calendar year to meet the IAR CE requirements of any state in which you are registered. The rule is implemented state by state. You can follow the latest developments and state adoptions here.
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