Business Thought Leadership
Protect your firm’s licensure investment with Kaplan’s proprietary AI Tutor for financial education. This adaptive tool acts as a 24/7 personalized study partner, delivering instant explanations for complex regulatory topics and eliminating the costly downtime employees face when they hit roadblocks.
The AI Tutor drives peak efficiency by identifying and addressing specific learner weaknesses in real time. This drastically cuts the hours your team spends preparing for licensing and certification exams, accelerating their speed to production. By providing proprietary AI support at scale, we help reduce exam anxiety and prevent burnout, and you retain top talent.
Now available with:
Series 7, 7/63, and 7/66 • Series 24 • SIE and other Series options • Certified Financial Planner® • Professional Designations
Keep your team compliant and ahead of the curve with Kaplan's three new Ethics and Professional Responsibility courses:
Ethically Serving Neurodivergent Clients (2 Credits): A practical roadmap for accessible communication and barrier reduction for clients with ADHD, autism, or learning differences.
Navigating "AI Washing" & Fiduciary Duty (3 Credits): Learn to spot tech hype, protect confidential data, and safely review AI-assisted research using practical frameworks.
Succession Planning & Continuity of Care (1 Credit): Turn business continuity from a passive document into an active, client-centered protection process.
Timely IAR CE completion is vital to meet strict regulatory deadlines, protect your firm's reputation, and uphold the highest fiduciary standards. Have your team start now, don’t delay!
The Great Wealth Transfer is here, and your firm’s AUM is on the line. The Professional Generational Wealth Transfer Advisor (PGWTA℠) designation acts as a strategic asset retention mechanism, equipping your advisors to bridge the critical gap between wealth creators and their heirs.
Our modern curriculum integrates tax, legal, and behavioral finance to help your team navigate complex family dynamics and business succession. By mastering these holistic conversations, your advisors evolve into trusted multigenerational family stewards. Future-proof your talent, differentiate your firm in a crowded market, and retain your hard-earned assets with the PGWTA credential.
Upgrade your firm's training and boost pass rates with Kaplan’s Series 7, 4th Edition. For new enrollees, this updated curriculum is built for maximum efficiency, featuring bite-sized, modular learning objectives paired with newly embedded animated videos. We have also right-sized the content to perfectly match current exam blueprints, optimizing various sections and expanding topics.
To ensure long-term retention without causing test fatigue, the course heavily utilizes spaced repetition. As your candidates progress, they will encounter frequent Knowledge Checks and 19 dedicated Review Quizzes that consistently draw on previous units to reinforce memory.
Beyond the core curriculum, the 4th Edition actively supports your employees' mental readiness and study habits. Built-in progress updates celebrate milestones and provide reflection prompts to solidify understanding. Additionally, a comprehensive Best Practices guide equips candidates with essential strategies for time management, test-taking tactics, and stress reduction, ensuring your talent is fully prepared and confident on exam day.
Technical expertise alone won't grow your book of business. While licensing builds baseline competency, mastering complex client conversations wins trust. Kaplan Skills Simulator transforms how your firm develops elite talent by replacing static e-learning with an adaptive, AI-powered ecosystem.
Your producers can now practice discovery, objection handling, and recommendation framing in high-pressure scenarios without the scaling limitations of traditional coaching. This accelerates time-to-competency and provides leaders with data-driven analytics to bridge specific skill gaps. Empower your team to build empathy, close more business, and maximize your ROI with confident, field-ready producers.
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