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Series 4 Exam Prep Study Materials

Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA® Series 4 Exam, Registered Options Principal Exam (OP). We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule.


Pass your Series 4 Exam with one of Kaplan Financial Education's industry leading study packages!

Basic Self-Study Package

The Basic Self-Study Package provides a strong foundation for the self-directed individual who has a proven record of success when studying without the guidance of an instructor. Plan your exam preparation by building a customizable Study Calendar based on your study time frame and exam date. Begin preparing for your exam with the License Exam Manual for a comprehensive overview of the exam. Practice in areas of weakness by taking custom quizzes after each unit with the SecuritiesPro QBank. Finally, test your performance with our Practice Exam for a final review before your actual qualification exam.

 

The Basic Self-Study Package Includes:

  • Study Calendar
  • License Exam Manual (LEM) (Print & PDF)
  • SecuritiesPro QBank
  • Practice Exam
  • Exam Tips & Content Updates

Choose your Basic Self-Study Package:

Please note: The online access period for your securities licensing course is 5 months. Additional 5 month extension may be purchased to extend your study time for $49. The extension can be ordered from the Extension icon on your Student Dashboard.

Series 4 Exam Details

Read more exam details about the Series 4 exam, including exam restructuring, general information, and best practices.