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Securities Licensing Exam Prep

Pass your FINRA or NASAA qualification exam with Kaplan's exam-focused study solutions. Our live online, OnDemand, and self-study securities licensing solutions provide a safe and convenient learning environment.

Shop Securities Licensing Exam Prep Products

Kaplan offers a variety of series licensing exam prep study packages, classes, and tools. Whether you want to pass the Securities Industry Essentials (SIE) exam, a qualification exam, or a combination of exams, we have everything you need to feel confident on exam day.

IMPORTANT: Kaplan’s Packages containing Live Online Classes will be taught via Zoom. Click here for instructions on how to create and set up your Zoom account. 

Experience it for Yourself

We’ve made some of our proven materials available to better acquaint you with our tools and method.

Training for Your Business

Effective and efficient training that prepares your representatives to pass their securities licensing exams with confidence.

Live Online Classes

Do you thrive in a traditional classroom setting? Experience unmatched:

  • Instructor knowledge: averaging 25 years in the industry
  • Flexible location: access your class from anywhere
  • Student support: ask questions in areas you may be challenged

Online Classes

Learn from home with our well-respected instructors. Benefit from:

  • Scheduled classes: keep your study calendar on track
  • Flexible location: access your class from anywhere
  • Student interaction: receive support from your instructors


Access proven study tools and work hard on your time. Excel with:

  • Flexible online classes: watch instructor presentations anywhere
  • Convenience: review courses at your own pace and on your own schedule
  • Additional review: access the courses as many times and as frequently as you want

Customer Reviews

View our various package options side-by-side to identify your perfect match.


Choose Your Series