Securities Licensing Exam Prep

Pass your FINRA® exams or fulfill your NASAA continuing education requirements with Kaplan’s securities courses and IAR continuing education (CE) solutions. Our OnDemand, self-study, and Live Online securities licensing exam prep and IAR CE courses provide a convenient learning environment.
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SIE Exam Prep
IAR Continuing Education
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It’s time to gain your competitive edge. Prepare to earn industry licenses and fulfill continuing education requirements with Kaplan’s suite of financial education products. 
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Online Securities Courses & IAR CE 

Kaplan offers a variety of securities courses online including IAR CE and securities licensing exam prep study packages, classes, and tools. Whether you want to pass the Securities Industry Essentials® (SIE®) exam or meet the IAR CE requirements we have everything you need to feel confident on exam day and advance your career.

IMPORTANT: Kaplan’s Packages containing Live Online Classes will be taught via Zoom. Click here for instructions on how to create and set up your Zoom account. 

Experience it for Yourself

We’ve made some of our proven materials available to better acquaint you with our tools and method.

Student Experience

Training for Your Business

Effective and efficient training that prepares your representatives to pass their securities licensing exams with confidence.

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Live Online Classes

Do you thrive in a traditional classroom setting? Experience unmatched:

  • Instructor knowledge: averaging 25 years in the industry
  • Flexible location: access your class from anywhere
  • Student support: ask questions in areas you may be challenged

Online Classes

Learn from home with our well-respected instructors. Benefit from:

  • Scheduled classes: keep your study calendar on track
  • Flexible location: access your class from anywhere
  • Student interaction: receive support from your instructors

Self-Study

Access proven study tools and work hard on your time. Excel with:

  • Flexible online classes: watch instructor presentations anywhere
  • Convenience: review courses at your own pace and on your own schedule
  • Additional review: access the courses as many times and as frequently as you want

Financial Advising Accelerator

The College for Financial Planning-a Kaplan Company offers a certificate program designed for new and early career financial advisors. The online self-study course focuses on advising and business-building skills necessary to launch a successful financial planning career.

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Still Have Questions? Make an Appointment

Kaplan can help you determine where to start and how to make sure you pass your qualification exam to obtain your registration. Schedule a time to talk to one of our financial education experts and have all your questions answered—for free.

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