Securities Licensing Exam Prep

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Pass your FINRA or NASAA qualification exam with Kaplan's exam-focused study solutions. Our live online, OnDemand, and self-study securities licensing solutions provide a safe and convenient learning environment.

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SIE Exam Prep

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Kaplan offers a variety of series licensing exam prep study packages, classes, and tools. Whether you want to pass the Securities Industry Essentials (SIE) exam, a qualification exam, or a combination of exams, we have everything you need to feel confident on exam day.

Experience it for Yourself

We’ve made some of our proven materials available to better acquaint you with our tools and method.

Student Experience

Training for Your Business

Effective and efficient training that prepares your representatives to pass their securities licensing exams with confidence.

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Live Online Classes

Do you thrive in a traditional classroom setting? Experience unmatched:

Instructor knowledge: averaging 25 years in the industry
Flexible location: access your class from anywhere
Student support: ask questions in areas you may be challenged

Online Classes

Learn from home with our well-respected instructors. Benefit from:

Scheduled classes: keep your study calendar on track
Flexible location: access your class from anywhere
Student interaction: receive support from your instructors

Self-Study

Access proven study tools and work hard on your time. Excel with:

Flexible online classes: watch instructor presentations anywhere
Convenience: review courses at your own pace and on your own schedule
Additional review: access the courses as many times and as frequently as you want