Skip to main content
Kaplan Financial Education: Leader in licensing exam prep and continuing education for insurance, securities and more.
Sign In

Securities Pass Rates

Kaplan Securities Licensing Exam Pass Results

When you prepare to take your qualification exam by following Kaplan’s study plan, you can greatly improve your chances of passing. These impressive results are based on successfully completing our courses. This data is based on survey research results conducted by Kaplan and reflects students’ ultimate success, which may have required multiple exam attempts.

Exam Pass Results

  • 92%

    Series 6

  • 84%

    Series 7

  • 93%

    Series 9

Exam Pass Results

  • 84%

    Series 10

  • 89%

    Series 24

  • 90%

    Series 66

  • 87%

    SIE®

Do the work with Kaplan and boost your exam-day confidence!

  • 9 Out of 10

    felt prepared for their exam

  • 92%

    would recommend Kaplan

Shop Our Securities Products

Prepare to pass your SIE® exam, qualification exam, or combination of exams. Fulfill IAR continuing education requirements with NASAA-approved courses.

Securities Getting Started in Your Career Articles

securities_mkt-01616_getting-started_study-products-packages.jpeg
Getting Started in Your Career

9 Helpful Tips for Passing the SIE Exam

Read Article
Girl sitting on steps with iPad
Getting Started in Your Career

Securities Industry Essentials (SIE) Exam Frequently Asked Questions for Candidates

Read Article
Office business man on laptop
Getting Started in Your Career

How Much Money Do Financial Advisors Make?

Read Article
Male real estate educator working on a laptop at a desk.
Getting Started in Your Career

Securities Industry Careers At a Glance

Read Article

What Our Securities Students Are Saying

TrustPilot

Explore Securities Exams

*This data is based on survey research results conducted by Kaplan from 2019 through July 2025 of students who purchased a Kaplan course and followed a Kaplan study plan. From this survey, a total of 26,655 students reported they passed their exam. This data reflects students’ ultimate success, which may have required multiple exam attempts.

9 Out of 10 Felt Prepared: These are the findings of a quantitative survey conducted by Kaplan between April 22, 2025, and May 20, 2025. For this survey, a sample of 213 securities licensing exam or continuing education course takers was interviewed online, of which 145 prepared for a securities licensing exam or took a securities continuing education course with Kaplan.

92% Would Recommend Kaplan: These are the findings of a quantitative survey conducted by Kaplan between April 22, 2025, and May 20, 2025. For this survey, a sample of 213 securities licensing exam or continuing education course takers was interviewed online, of which 156 prepared for a securities licensing exam or took a securities continuing education course with Kaplan.