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Series 99 Exam Prep Study Materials

Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA® Series 99 Exam, Operations Professional Examination (OS). We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule.


Pass Your Series 99 Licensing Exam with one of Kaplan Financial Education's industry leading study packages! Compare your options.

Essential Self-Study Package

The Essential Self-Study Package gives you the flexibility of studying on your schedule. Planning your exam preparation is made simple with our customizable Study Calendar that schedules daily tasks based on your study time frame and exam date. Begin preparing for your exam with the comprehensive License Exam Manual. Practice your test-taking skills and focus on areas of weakness with quizzes in the SecuritiesPro QBank. Use the Video Library for additional clarification on exam topics you may be having trouble understanding. Finally, test your performance with our Practice Exam for a final review before the actual qualification exam.

 

The Essential Self-Study Package Includes:

Choose your Essential Self-Study Package:

Please note: The online access period for your securities licensing course is 5 months. Additional 5 month extension may be purchased to extend your study time for $49. The extension can be ordered from the Extension icon on your Student Dashboard.

Basic Self-Study Package

The Basic Self-Study Package provides a strong foundation for the self-directed individual who has a proven record of success when studying without the guidance of an instructor. Plan your exam preparation by building a customizable Study Calendar based on your study time frame and exam date. Begin preparing for your exam with the License Exam Manual for a comprehensive overview of the exam. Practice in areas of weakness by taking custom quizzes after each unit with the SecuritiesPro QBank. Finally, test your performance with our Practice Exam for a final review before your actual qualification exam.

 

The Basic Self-Study Package Includes:

Choose your Basic Self-Study Package:

Please note: The online access period for your securities licensing course is 5 months. Additional 5 month extension may be purchased to extend your study time for $49. The extension can be ordered from the Extension icon on your Student Dashboard.

Series 99 Exam Details

Corequisites: Securities Industry Essentials (SIE) Exam

Exam Format: 50 multiple-choice questions

Read more exam details about the Series 99 exam including exam restructuring, general information, and best practices.

Series 99 Study Tools

License Exam Manual, QBank, & More

Starting at $10

Looking for an individual study tool to complement your study package? Browse options to help you pass your Series 99 exam.