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Securities Series 99 Exam Prep - Operations Professional Examination (OS)

Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA® Series 99 Exam, Operations Professional Examination (OS). We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule.


Pass Your Series 99 Licensing Exam with one of Kaplan Financial Education's industry leading study packages! Compare your options.

BasicPlus Self-Study Package

The BasicPlus Self-Study Package allows you to study through guided instruction on a schedule that works best for you. Start your exam preparation by building a customizable Study Calendar based on your study time frame and exam date. Review the License Exam Manual and practice with custom quizzes in the SecuritiesPro QBank. During recommended times throughout your study program, view OnDemand videos and follow along with our Class Notes. Finally, test your performance with our Practice Exam before you take the actual qualification exam.

 
 

The BasicPlus Self-Study Package Includes:

  • Study Calendar
  • License Exam Manual (LEM) (Print and PDF)
  • SecuritiesPro QBank
  • OnDemand Online Class
  • Class Notes (Print and PDF)
  • Practice Exam
  • Exam Tips & Content Updates

Choose your BasicPlus Self-Study Package:

$109.00
BasicPlus OnDemand Package (Series 99)
OnDemand Class & 6 Study Tools

Please note: The online access period for your securities licensing course is 5 months. Additional 5 month extension may be purchased to extend your study time for $49. The extension can be ordered from the Extension icon on your Student Dashboard.

Basic Self-Study Package

The Basic Self-Study Package provides a strong foundation for the self-directed individual who has a proven record of success when studying without the guidance of an instructor. Plan your exam preparation by building a customizable Study Calendar based on your study time frame and exam date. Begin preparing for your exam with the License Exam Manual for a comprehensive overview of the exam. Practice in areas of weakness by taking custom quizzes after each unit with the SecuritiesPro QBank. Finally, test your performance with our Practice Exam for a final review before your actual qualification exam.

 

The Basic Self-Study Package Includes:

  • Study Calendar
  • License Exam Manual (LEM) (Print & PDF)
  • SecuritiesPro QBank
  • Practice Exam
  • Exam Tips & Content Updates

Choose your Basic Self-Study Package:

$79.00
Basic Self-Study Package (Series 99)
Self-Study & 5 Study Tools

Please note: The online access period for your securities licensing course is 5 months. Additional 5 month extension may be purchased to extend your study time for $49. The extension can be ordered from the Extension icon on your Student Dashboard.

Series 99 Exam Details

Corequisites: Securities Industry Essentials (SIE) Exam

Exam Format: 50 multiple-choice questions

Read more exam details about the Series 99 exam including exam restructuring, general information, and best practices.

Series 99 Study Tools

License Exam Manual, QBank, & More

Starting at $10

Looking for an individual study tool to complement your study package? Browse options to help you pass your Series 99 exam.