Our warehouse will be closed Monday, May 30 for Memorial Day.  This may cause a delay in shipping printed materials. We apologize for any inconvenience this may cause.
Remote testing appointments are now available for the SIE, Series 6, and Series 7 qualification exams.  Schedule Your Exam »

Getting Started in the Securities Industry

Are you considering a career in the financial industry? Have you always wondered how to get started with selling securities? Kaplan can help you determine where to start and how to make sure you pass your qualification exam to obtain your registration.

Why Pursue a Career in Securities?

Whether you’re considering a career in the industry or you’ve already earned one or several series licenses, there are countless reasons to keep moving forward.

Study Products & Packages

Kaplan has innovative study tools to fit into any schedule and optimize any learning style. Our classes and materials deliver the knowledge necessary to pass your qualification exam.

Why Choose Kaplan for your Securities Licensing Prep?

Learn why our students trust Kaplan to help them pass their qualification exam the first time.

Curious? Put Yourself in the Shoes of One of Our Students

View our securities qualification exam preparation materials and learn more about the student experience to get started today.

“Kaplan is the best investment you will ever make.”

–Lizeth H., Series 6 and 66