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Securities

Securities Licensing Exam Prep and IAR Continuing Education

Did you know that 96% of Kaplan’s securities students reported having a positive experience? That’s because Kaplan supports you throughout every stage of your securities career with customizable programs and courses delivered in a variety of flexible formats. From exam prep to continuing education, we’re here to help you meet your goals in the securities industry.

Shop Securities Exam Prep and IAR CE Programs

Choose the qualification exam or combination of exams you plan to pass, and we'll help you determine which study package is right for your learning style and schedule.

Study Tools Built Around Your Success

Get 24/7 expert AI guidance and connect with peers to master your exam material faster.
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Kaplan Community Forum

Your Securities Network Starts Here

Connect with your fellow securities licensing candidates and industry experts in the Kaplan Community Forum. Get reliable answers to tough questions, exchange insights, and engage with your peers in this interactive online forum.
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Kaplan’s AI Tutor

Get Personalized Support with the Securities AI Tutor

Kaplan’s AI Tutor is like having access to a securities expert 24/7. Trained on our proven study program, you’ll get your questions answered, review exam topics, and receive tailored explanations on the spot. Our AI Tutor is available in Premium Instruction Packages for the SIE, Series 6, Series 63, Series 65, and Series 66 exams.

Flexible Learning That Fits Your Learning Style

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Course Format

Live Online Classes

Do you thrive in a traditional classroom setting? Experience unmatched:

  • Instructor knowledge: averaging 25 years in the industry
  • Flexible location: access your class from anywhere
  • Student support: ask questions in areas you may be challenged
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Course Format

Online Classes

Learn from home with our well-respected instructors. Benefit from:

  • Scheduled classes: keep your study calendar on track
  • Flexible location: access your class from anywhere
  • Student interaction: receive support from your instructors
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Course Format

Self-Study

Access proven study tools and work hard on your time. Excel with:

  • Flexible online classes: watch instructor presentations anywhere
  • Convenience: review courses at your own pace and on your own schedule
  • Additional review: access the courses as many times and as frequently as you want

Proven Results You Can Trust

  • 92%

    Of Kaplan Securities Exam Or Continuing Education Students Would Recommend Us

  • 90%

    Series 66 Exam Pass Rate Among Surveyed Kaplan Students

  • 87%

    SIE Exam Pass Rate Among Surveyed Kaplan Students

  • 92%

    Series 6 Exam Pass Rate Among Surveyed Kaplan Students

What Our Securities Students Are Saying

TrustPilot
K

92% Would Recommend Kaplan: These are the findings of a quantitative survey conducted by Kaplan between April 22, 2025, and May 20, 2025. For this survey, a sample of 213 securities licensing exam or continuing education course takers was interviewed online, of which 156 prepared for a securities licensing exam or took a securities continuing education course with Kaplan.

*This data is based on survey research results conducted by Kaplan from 2019 through July 2025 of students who purchased a Kaplan course and followed a Kaplan study plan. From this survey, a total of 26,655 students reported they passed their exam. This data reflects students’ ultimate success, which may have required multiple exam attempts.