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Time Limit
Multiple-choice questions
Passing score required to pass
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Kaplan has prepared a Best Practices Guide to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.
For more exam details, including fees and passing score, please visit FINRA.
Kaplan Financial Education is approved and regulated by the Colorado Department of Higher Education, Private Occupational School Board (DPOS). View the Colorado College Bulletin.
About the Exam
The FINRA® Series 9 Exam
Next Steps
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We’ve outlined the steps you need to take to earn the Series 9 license. Follow the guidance to understand requirements, registration, and preparation.
