Series 79 Exam Details

The Complete Guide to the FINRA Series 79 Exam

The FINRA® Series 79 Investment Banking Representative Exam assesses entry-level competency for investment banking representatives. It measures the knowledge required for critical functions, including debt/equity offerings, private placements, and mergers and acquisitions.

Series 79 Exam at a Glance

41335 KFE - BRD - Web Migration - Image Library - Teams - 19

41335 KFE - BRD - Web Migration - Image Library - Teams - 20

75
Multiple-choice questions
SIE exam
Prerequisite
2:30 hours
Time Limit

More About the Series 79 Exam

Outline of Topics Covered

Collection, Analysis, and Evaluation of Data: 49%
Underwriting/New Financing Transaction, Types of Offerings, and Registration of Securities: 27%
Mergers and Acquisitions, Tender Offers, and Financial Restructuring Transaction: 24%

Best Practices Guide

Kaplan has prepared a Best Practices Guide to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.

Additional Information

For more exam details, including fees and passing score, please visit FINRA.

Attention Colorado Students

Kaplan Financial Education is approved and regulated by the Colorado Department of Higher Education, Private Occupational School Board (DPOS). View the Colorado College Bulletin.

Begin Preparing for the Series 79 Exam

Boost your exam readiness with Kaplan’s Series 79 study packages, featuring Essential and Basic options. From live instruction to flexible self-study, we provide the study tools and additional materials you need to pass.