The FINRA® Series revised 7, General Securities Representative Qualification Exam, is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.
On October 1, 2018, FINRA restructured the Series 7 exam. Candidates are now required to pass the Securities Industry Essential (SIE) exam along with a Series 7 exam to obtain the General Securities Representative Qualification registration. Kaplan has study materials and exam details available for the SIE exam as well as the Series 7 exam.
125 multiple-choice questions
3 hours, 45 minutes
Kaplan has prepared a Best Practices Guide to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.
For more exam details, including fees and passing score, please visit FINRA.
Attention Colorado Students
Kaplan Financial Education is approved and regulated by the Colorado Department of Higher Education, Private Occupational School Board (DPOS). View the Colorado College Bulletin.
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