The NASAA Series 65, Investment Advisers Law Exam is designed to qualify candidates as investment advisor representatives. The exam covers topics that have been determined to be necessary to understand in order to provide investment advice to clients.
130 multiple-choice questions
Kaplan has prepared a Best Practices Guide to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.
For more exam details, including fees and passing score, please visit FINRA.
Attention Colorado Students
Kaplan Financial Education is approved and regulated by the Colorado Department of Higher Education, Private Occupational School Board (DPOS). View the Colorado College Bulletin.
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