Series 63 Exam Details

Series 63 Exam: Your Guide to State Securities Registration

The NASAA Series 63, Uniform Securities State Law Exam is required of individuals soliciting the purchase or sale of securities within a state. The exam may be required in addition to other exams.

Series 63 Exam at a Glance

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60
Multiple-choice questions
43/60 correct
Passing score required to pass
1.25 hours
Time Limit

More About the Series 63 Exam

Outline of Topics Covered

State Securities Acts and related rules and regulations
Ethical practices and fiduciary obligations

Additional Information

For more exam details, including fees and passing score, please visit FINRA.

Begin Preparing for the Series 63 Exam

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