Series 26 Exam Details

Advance Your Leadership Career with the Series 26 Exam

This exam is required of individuals, who as principal will supervise individuals soliciting the purchase or sale of redeemable securities (mutual funds) registered under the Investment Company Act of 1940, variable contracts (variable annuities) and insurance premium funding programs (variable life) issued by insurance companies.

Series 26 Exam at a Glance

Web Migration Image Library Business Professional

41335 KFE - BRD - Web Migration - Image Library - Teams - 9

110
Multiple-choice questions
2:75 Hours
Time Limit
70%
Passing Score required to pass

More About the Series 24 Exam

Prerequisites

Series 6 or Series 7

Outline of Topics Covered

Hiring and Qualification
Training of Representatives
Supervision
Sales Practices
Business Processing and Recordkeeping Rules

Best Practices Guide

Kaplan has prepared a Best Practices Guide to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.

Additional Details

For more exam details, including fees and passing score, please visit FINRA.

Attention Colorado Students

Kaplan Financial Education is approved and regulated by the Colorado Department of Higher Education, Private Occupational School Board (DPOS). View the Colorado College Bulletin.

Begin Preparing for the Series 26 Exam

Boost your exam readiness with Kaplan’s Series 26 study packages, featuring Premium, Essential, and Basic options. From live instruction to flexible self-study, we provide the study tools and additional materials you need to pass.