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Securities Licensing Faculty

Kaplan’s securities faculty consists of close to 50 proficient financial services professionals who not only teach, but bring significant industry experience. They bring their relevant and timely real-world knowledge into the classroom, and their enthusiasm is unparalleled.

A professional image of Kaplan's subject matter expert Adam James.
A professional image of Kaplan's subject matter expert Adam James.

Adam James

Securities Product Manager

Adam is Kaplan’s securities product manager. Adam joined Kaplan in 2013 where he was a subject matter expert for the Series 27/28, 55, 79, and 99 exams and an instructor for the Series 6, 7, 63, and 65/66 exam.

A professional image of Kaplan's subject matter expert William James
A professional image of Kaplan's subject matter expert William James

William James

Senior Content Specialist

William joined the Kaplan team in 1987 as a Series 7 and Series 8 instructor in the Northeast Region.  He was shortly after appointed National Training Director to oversee the recruiting, training, and continuing education of securities instructors throughout the United States.

A professional image of Kaplan's subject matter expert Chuck Lowenstein.
A professional image of Kaplan's subject matter expert Chuck Lowenstein.

Chuck Lowenstein

Senior Editor

Chuck is currently the subject matter expert for the Series 63, 65, and 66 examination courses. Prior to that, he served as Regional Training Director for the Southeast Region. 

A professional image of Kaplan's subject matter expert Richard Wandell.
A professional image of Kaplan's subject matter expert Richard Wandell.

Richard Wandell

Senior Editor

Richard is currently a Senior Editor on the Kaplan securities team and a Subject Matter Expert for the Series 7, 26, 27/28, and 3.  In addition to his content duties, Richard occasionally fills in as an instructor and teaches the following securities licensing courses; Series 6, 7, 26, 65 and 66.

A professional image of Kaplan's subject matter expert Mitchell Crabbe.
A professional image of Kaplan's subject matter expert Mitchell Crabbe.

Mitchell Crabbe

Senior Content Specialist

Mitch is currently a Senior Content Specialist and Subject Matter Expert for the Series 79 and 99, along with supporting the antlicatical team by providing remediation recommendation analysis for B2B clients. 

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