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For decades, Kaplan has helped securities professionals prepare with confidence. Our exam prep is built by industry experts and aligned to current FINRA exam requirements—so you’re studying what actually matters.
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Securities Licensing Students Had a Positive Experience
Securities Licensing exam takers felt prepared for their exam through their preparation
Students Say Our Prep Is Similar in Difficulty to the Actual Exam
Kaplan’s AI Tutor is like having access to a securities expert 24/7. Get your questions answered, review exam topics, and receive tailored explanations on the spot. AI Tutor is available in Premium Instruction Packages for the SIE, Series 63, and Series 65 exams.
The College for Financial Planning—a Kaplan Company offers a certificate program designed for new and early career financial advisors. The online self-study course focuses on advising and business-building skills necessary to launch a successful financial planning career.
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91% Positive Experience: These are the findings of a quantitative survey conducted by Kaplan between April 22, 2025, and May 20, 2025. For this survey, a sample of 213 securities licensing exam or continuing education course takers was interviewed online, of which 156 prepared for a securities licensing exam or took a securities continuing education course with Kaplan.
4 out of 5 Students Say Our Prep Is Similar in Difficulty to the Actual Exam: These are the findings of a quantitative survey conducted by Kaplan between April 22, 2025, and May 20, 2025. For this survey, a sample of 213 securities licensing exam or continuing education course takers was interviewed online, of which 145 prepared for a securities licensing exam or took a securities continuing education course with Kaplan.
90% Felt Prepared: These are the findings of a quantitative survey conducted by Kaplan between April 22, 2025, and May 20, 2025. For this survey, a sample of 213 securities licensing exam or continuing education course takers was interviewed online, of which 145 prepared for a securities licensing exam or took a securities continuing education course with Kaplan.
IMPORTANT: Kaplan’s Packages containing Live Online Classes will be taught via Zoom. Click here for instructions on how to create and set up your Zoom account.
Terms and Conditions: 15% off applies to insurance licensing study packages, insurance continuing education total access libraries, securities licensing study packages, IAR continuing education total access library, and accounting CPE study packages only. To redeem online, enter code ADVANCE at checkout. This offer cannot be used in conjunction with other discounts or promotions, cannot be applied to previous purchases, extensions, or state fees, and is not redeemable for cash value. Offer begins May 1, 2026, and expires June 2, 2026, at 11:59 pm CT.
