Our site will be unavailable for 3 hours starting on Friday, July 19th, 2019 from 11:00pm and ending at 2:00am CST on Saturday, July 20th for maintenance. We apologize for any inconvenience this may cause.

Free eBook: A Candidate's Complete Guide to the SIE Exam


FINRA’s overhaul of the securities licensing process presents a unique opportunity for new professionals who want enter the securities industry. We developed this exclusive free guide to explain the exam and empower candidates to take advantage of the SIE to better position themselves for their big break in the industry.

In this free guide to the new SIE exam, you will learn:

  • How the securities licensing process works
  • What’s included in the exam
  • The benefits of passing the exam and how it changes firm hiring and recruiting practices
Kaplan's SIE exam guide Cover