Kaplan University School of Professional and Continuing Education Kaplan University School of Professional and Continuing Education

Choose Your Series 99 Exam Prep

Series 99 - Operations Professional Examination (OS)

Which Series 99 Products are Right For You?

With the introduction of the SIE exam, we want you to prepare with the right study materials. In order to determine which exam preparation products you need, we need some additional information. Click on the choice that applies to your plans for taking your Series 99 exam.

Are you currently sponsored for your Series 99 exam?

My employer will open my exam window before October 1, 2018.

If your sponsoring firm will open your exam window before the SIE effective date of October 1, 2018, then our current exam preparation products are right for you.

View Series 99 Exam Prep Packages »

My employer will open my exam window on or after October 1, 2018.

If your sponsoring firm will open your exam window after the SIE effective date of October 1, 2018, you will need to take the SIE portion of the exam, followed by the revised Series 99 qualification “top-off” exam. You can get a head start on studying for the SIE exam with our SIE exam prep materials.

Browse SIE Exam Prep Packages »
 

If you are not yet sponsored by a firm for your Series 99 exam, Kaplan recommends you first purchase the SIE exam preparation materials, as all candidates will be required to pass the SIE exam and the revised Series 99 qualification “top-off” exam prior to becoming registered.

Browse SIE Exam Prep Packages »
 

When do you plan to sit for your Series 99 exam?

If you are sitting for the exam before the SIE effective date of October 1, 2018, then our current Series 99 exam preparation products are right for you; you will not be required to sit for the SIE exam.

Browse our Series 99 Exam Prep Packages »
 

My employer will open my exam window before October 1, 2018.

If your sponsoring firm will open your exam window before the SIE effective date of October 1, 2018, then you will take the current Series 99 exam, and you will not have to sit for the SIE exam. Our current exam preparation products are right for you.

Shop our Series 99 Exam Prep Packages »
 

My employer will open my exam window on or after October 1, 2018.

If your sponsoring firm will open your exam window after the SIE exam effective date of October 1, 2018, you will need to take the SIE portion of the exam, followed by the revised Series 99 qualification “top-off” exam. Get a head start on studying for the SIE exam with our SIE exam prep packages.

Browse SIE Exam Preparation »
 

Kaplan recommends that, if at all possible, your sponsoring firm should schedule you to sit for your Series 99 licensing exam prior to September 1. This allows you to retake the current exam if you happen to fail your initial attempt, given the 30-day waiting period. If you take your licensing exam in September and happen to fail, you will have to wait to take the SIE exam and the revised Series 99 qualification “top-off” exam on or after October 1.

If you sit for the exam before the SIE implementation date of October 1, 2018, you can earn your Series 99 license with just one exam. Kaplan’s current exam prep products will get you started.

View our Series 99 Exam Prep Packages »
 

After October 1, 2018, sponsoring firms will be able to open an exam window for the new SIE exam and revised Series 99 qualification “top-off” exam. If you plan to sit for your exam after the SIE goes into effect, Kaplan can prepare you with our SIE exam prep packages.

Browse SIE Exam Preparation »