With the introduction of the SIE exam, we want you to prepare with the right study materials. In order to determine which exam preparation products you need, we need some additional information. Click on the choice that applies to your plans for taking your Series 79 exam.
If your sponsoring firm opened your exam window before the SIE effective date of October 1, 2018, then our Series 79 exam preparation products are right for you.
If your sponsoring firm opens your exam window after the SIE effective date of October 1, 2018, you will need to take the SIE portion of the exam, followed by the revised Series 79 qualification “Top-off” exam. Browse exam prep packages below:
If you are not yet sponsored by a firm for your Series 79 exam, Kaplan recommends you first purchase the SIE exam preparation materials, as all new candidates are required to pass the SIE exam and the revised Series 79 qualification “Top-off” exam prior to becoming registered.