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Choose Your Series 6/63 Exam Prep

Series 6/63

Which Series 6/63 Products are Right For You?

With the introduction of the SIE exam, we want you to prepare with the right study materials. In order to determine which exam preparation products you need, we need some additional information. Click on the choice that applies to your plans for taking your Series 6/63 exams.

Please note that the NASAA Series 63 exam is not being updated with the introduction of SIE.

Are you currently sponsored for your Series 6/63 exams?

My employer will open my exam window before October 1, 2018.

If your sponsoring firm will open your exam window before the SIE effective date of October 1, 2018, then our current exam preparation products are right for you.

View Series 6/63 Exam Prep Packages »

My employer will open my exam window on or after October 1, 2018.

If your sponsoring firm will open your exam window after the SIE effective date of October 1, 2018, you will need to take the SIE portion of the exam, followed by the revised Series 6 qualification "top-off" exam and the Series 63 qualification exam. You can get a head start on studying for the SIE with our SIE exam prep materials.

Browse SIE Exam Prep Packages »
 

If you are not yet sponsored by a firm for your Series 6/63 exams, Kaplan recommends you first purchase the SIE exam preparation materials, as all candidates will be required to pass the SIE exam, the revised Series 6 qualification "top-off" exam, and the Series 63 qualification exam prior to becoming registered.

Browse SIE Exam Prep Packages »
 

When do you plan to sit for your Series 6/63 exams?

If you are sitting for the exam before the SIE effective date of October 1, 2018, then our current Series 6/63 exam preparation products are right for you; you will not be required to sit for the SIE exam.

Browse our Series 6/63 Exam Prep Packages »

My employer will open my exam window before October 1, 2018.

If your sponsoring firm will open your exam window before the SIE effective date of October 1, 2018, then you will take the current Series 6/63 exams, and you will not have to sit for the SIE exam. Our current exam preparation products are right for you.

Shop our Series 6/63 Exam Prep Packages »

My employer will open my exam window on or after October 1, 2018.

If your sponsoring firm will open your exam window after the SIE exam effective date of October 1, 2018, you will need to take the SIE portion of the exam, followed by the revised Series 6 qualification “top-off” exam and the Series 63 qualification exam. Get a head start on studying for the SIE exam with our SIE exam prep packages.

Browse SIE Exam Preparation »

Kaplan recommends that, if at all possible, your sponsoring firm should schedule you to sit for your Series 6/63 licensing exams prior to September 1. This allows you to retake the current exams if you happen to fail your initial attempt, given the 30-day waiting period. If you take your licensing exams in September and happen to fail, you will have to wait to take the SIE exam and the revised Series 6 qualification “top-off” exam on or after October 1.

If you sit for the exams before the SIE implementation date of October 1, 2018, you can earn your Series 6/63 licenses without taking the SIE. Kaplan’s current exam prep products will get you started.

View our Series 6/63 Exam Prep Packages »
 

After October 1, 2018, sponsoring firms will be able to open an exam window for the new SIE exam and revised Series 6 qualification “top-off” exam. You will take these exams, as well as your Series 63 in order to become registered. If you plan to sit for your exam after the SIE goes into effect, Kaplan can prepare you with our SIE exam prep packages.

Browse SIE Exam Preparation »