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Kaplan University School of Professional and Continuing Education Kaplan University School of Professional and Continuing Education

Series 55 - Equity Trader Examination (ET)


Pass Your Securities Series 55 Licensing Exam With Kaplan

Kaplan has temporarily stopped the sale of our Series 55 study program in order to make important updates to our online study tools. We expect to have a revised product available in the 4th quarter of 2015.

Kaplan's securities test prep solutions for the FINRA® Series 55 exam are tailored to meet your learning style.

Pass the Series 55 with a full suite of exam prep options designed to help you work smarter, perform better, and score higher. And with Kaplan's Practice Exam, SecuritiesPro™ QBank, and experienced instructors, you'll be more confident on exam day.

General Information

The FINRA® Series 55, Equity Trader Exam qualifies an individual to trade equity and convertible securities on either a principal or agency basis. Candidates must complete their Series 62 exam or Series 7 exam prior to taking the Series 55.

Prerequisites: Series 7, 17, 37, 38 or 62

Exam Format: 100 multiple-choice questions

Exam Duration: 3 hours

Passing Score: 67% or above

Fee: $110.00

Outline of Topics Covered:

  • Trading
  • Order Handling
  • Record Keeping and Regulatory Reporting

Attention Tennessee Students: 

Kaplan Financial Education is authorized for operation as a postsecondary educational institution by the Tennessee Higher Education Commission. In order to view detailed job placement and graduation information on the programs offered by Kaplan Financial Education, please visit www.state.tn.us/thec and click on the Authorized Institutions Data button.