Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the Financial and Operations Principal (Series 27) and Introducing Broker-Dealer Financial and Operations Principal (Series 28) exams. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule.
The Basic Self-Study Package provides a strong foundation for the self-directed individual who has a proven record of success when studying without the guidance of an instructor. Plan your exam preparation by building a customizable Study Calendar based on your study time frame and exam date. Begin preparing for your exam with the License Exam Manual for a comprehensive overview of the exam. Practice in areas of weakness by taking custom quizzes after each unit with the SecuritiesPro™ QBank. Finally, test your performance with our Practice Exam for a final review before your actual qualification exam.
Read more exam details about the Series 27 and 28 exams, including exam restructuring, general information, and best practices.