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Securities Series 27 and 28 Exam Prep

Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the Financial and Operations Principal (Series 27) and Introducing Broker-Dealer Financial and Operations Principal (Series 28) exams. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule.


Pass Your Series 27 and 28 qualification exams with one of Kaplan Financial Education's industry leading study packages!

Basic Self-Study Package

The Basic Self-Study Package provides a strong foundation for the self-directed individual who has a proven record of success when studying without the guidance of an instructor. Plan your exam preparation by building a customizable Study Calendar based on your study time frame and exam date. Begin preparing for your exam with the License Exam Manual for a comprehensive overview of the exam. Practice in areas of weakness by taking custom quizzes after each unit with the SecuritiesPro QBank. Finally, test your performance with our Practice Exam for a final review before your actual qualification exam.

 

The Basic Self-Study Package Includes:

  • Study Calendar
  • License Exam Manual (LEM) (Print & PDF)
  • SecuritiesPro QBank
  • Practice Exam
  • Exam Tips & Content Updates

Choose your Basic Self-Study Package:

Please note: The online access period for your securities licensing course is 5 months. Additional 5 month extension may be purchased to extend your study time for $49. The extension can be ordered from the Extension icon on your Student Dashboard.

Series 27 and 28 Exam Details

Read more exam details about the Series 27 and 28 exams, including exam restructuring, general information, and best practices.