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SIE Exam Prep Classes and Study Materials

Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA® Securities Industry Essentials (SIE) Exam. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Choose one of Kaplan Financial Education's industry-leading study packages below or compare your exam prep options.

Securities Industry Essentials (SIE), 2nd Edition

We've listened to the feedback and released the second edition of SIE exam prep packages. The new packages have significant changes to ensure students retain as much information as possible and pass their SIE exams the first time:

  • Updated from 4 units to 32 units to allow students to study in smaller segments
  • Added additional fixed exams and questions to address frequently tested topics
  • Increased the number of graphics addressing challenging concepts, allowing students to more easily digest details

Premium Instruction Package

Our most comprehensive study package, the Premium Instruction Package, has everything you need to effectively prepare for your qualification exam, including guidance from an experienced instructor. Start your exam preparation by building a customizable Study Calendar to schedule daily tasks based on your study time frame and exam date. Begin preparing for your exam by reading the License Exam Manual to ensure a clear understanding of the key exam topics. Practice in areas of weakness by taking custom quizzes in the SecuritiesPro QBank. Then, test your performance with our realistic Practice and Mastery Exams to measure your readiness for the actual securities exam. After you have reviewed your study materials, our instructor-led class ensures you fully understand key concepts prior to exam day.

The Premium Instruction Package Includes:

Choose your Premium Instruction Package:

Each package has a different class option.

Please note: The online access period for your securities licensing course is 5 months. Additional 5 month extension may be purchased to extend your study time for $49. The extension can be ordered from the Extension icon on your Student Dashboard.

*Midterm Exam is only included in select Series Exam Preparation Packages.

Essential Self-Study Package

The Essential Self-Study Package gives you the flexibility of studying on your schedule. Planning your exam preparation is made simple with our customizable Study Calendar that schedules daily tasks based on your study time frame and exam date. Begin preparing for your exam with the comprehensive License Exam Manual. Practice your test-taking skills and focus on areas of weakness with quizzes in the SecuritiesPro QBank. Use the Video Library for additional clarification on exam topics you may be having trouble understanding. Finally, test your performance with our Practice Exam for a final review before the actual qualification exam.

 

The Essential Self-Study Package Includes:

Choose your Essential Self-Study Package:

Please note: The online access period for your securities licensing course is 5 months. Additional 5 month extension may be purchased to extend your study time for $49. The extension can be ordered from the Extension icon on your Student Dashboard.

*Midterm Exam is only included in select Series Exam Preparation Packages.

Basic Self-Study Package

The Basic Self-Study Package provides a strong foundation for the self-directed individual who has a proven record of success when studying without the guidance of an instructor. Plan your exam preparation by building a customizable Study Calendar based on your study time frame and exam date. Begin preparing for your exam with the License Exam Manual for a comprehensive overview of the exam. Practice in areas of weakness by taking custom quizzes after each unit with the SecuritiesPro QBank. Finally, test your performance with our Practice Exam for a final review before your actual qualification exam.

 

The Basic Self-Study Package Includes:

Choose your Basic Self-Study Package:

Please note: The online access period for your securities licensing course is 5 months. Additional 5 month extension may be purchased to extend your study time for $49. The extension can be ordered from the Extension icon on your Student Dashboard.

Are you preparing for both the SIE exam and the Series 6 or Series 7?

In order to become registered, candidates need to complete the SIE exam as well as the Series 6 or Series 7 exam. Browse our combo options:

SIE & Series 6 Packages    SIE & Series 7 Packages

Class Options for Premium Instruction Packages

Expand the list below to show all available Live or Live Online class dates.

SIE Exam Details

Prerequisites: None

Exam Format: 75 multiple-choice questions

Read more exam details about the SIE exam, including exam restructuring, general information, and best practices.

SIE Class Options

Live, Live Online, & OnDemand

Starting at $155

Not sure an SIE Study Package is right for you? Try one of our SIE review classes with expert instructors.

SIE Study Tools

License Exam Manual, QBank, & More

Starting at $14

Looking for an individual study tool to complement your study package? Browse options to help you pass your SIE exam.