Kaplan University School of Professional and Continuing Education Kaplan University School of Professional and Continuing Education

A Candidate's Complete Guide to the New SIE Exam

FINRA’s overhaul of the securities licensing process presents a unique opportunity for new professionals who want enter the securities industry. We developed this exclusive free guide to explain the exam and empower candidates to take advantage of the SIE to better position themselves for their big break in the industry.

In this free guide to the new SIE exam, you will learn:

  • How the securities licensing process works
  • What’s included in the exam
  • The benefits of passing the exam and how it changes firm hiring and recruiting practices