Kaplan University School of Professional and Continuing Education Kaplan University School of Professional and Continuing Education

A Candidate's Complete Guide to the New SIE Exam

FINRA’s overhaul of the securities licensing process presents a unique opportunity for new professionals looking to enter the securities industry. We developed this exclusive free guide to explain how and why the exam is changing, and empower candidates to take advantage of the change to better position themselves for their big break in the industry.

In this free guide to the new SIE exam, you will learn:

  • How the new securities licensing process will work
  • Proposed SIE exam content
  • The benefit of firms changing their hiring and recruiting practices