Kaplan University School of Professional and Continuing Education Kaplan University School of Professional and Continuing Education

Advisor Practice Reviews: The Frontline of Supervision Whitepaper

Adopting smart supervision processes is at the core of controlling or pre-empting risks to the firm—regulatory, financial, legal, and most important, reputational. Simply put, supervision is ‘inspecting what you expect’ and making needed course corrections before problems escalate. 

Download this free whitepaper to learn about Advisor Practice Reviews (APRs) and how they can keep your firm away from real and substantial risks. Discover why APRs are a 'win' for all involved - from the C-suite to clients. 

Download Your Free Copy Now

STEP 1: Enter your information in the form below, and click “Download Now.”
STEP 2: You will receive an email from Kaplan Financial Education with a link to the whitepaper.
STEP 3: Click the link in your email to access your free whitepaper.