Kaplan University School of Professional and Continuing Education Kaplan University School of Professional and Continuing Education

Series 7/66

SEC-Series-7-66-Banner

Pass Your Securities Series 7/66 Licensing Exam With Kaplan

Kaplan's securities test prep solutions for the Series 7/66 exam are tailored to meet your learning style. Choose from our Traditional Live Class, Live & OnDemand Online Class, or a Self-Study Solution.

Pass the Series 7/66 with a full suite of exam prep options designed to help you work smarter, perform better, and score higher. And with Kaplan's Practice Exam, SecuritiesPro™ QBank, and experienced instructors, you'll be more confident on exam day.

Click + to learn more about Kaplan's exam prep options for the Series 7/66 exam.

Select a Product Price

Series 7/66 Study Solutions:

Premium Instruction Study Solution - Live Class $649.00  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

Our most comprehensive study solution includes expert instruction to complement our multimedia study tools. Add your choice of live or online Instruction, a realistic Mastery Exam, and Instructor Email Access, and you have everything you need to pass your securities exam.

  • Traditional Live Class (or)
  • Live & OnDemand Online Class (or)
  • OnDemand Online Class
  • License Exam Manual (LEM)
  • Class Notes
  • SecuritiesPro™ QBank
  • Practice Exam
  • Mastery Exam
  • InstructorLink™
    • Instructor Email Access
    • Video Library
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates
Premium Instruction Study Solution - Online Class $649.00  Add to Cart  

Our most comprehensive study solution includes expert instruction to complement our multimedia study tools. Add your choice of live or online Instruction, a realistic Mastery Exam, and Instructor Email Access, and you have everything you need to pass your securities exam.

  • Traditional Live Class (or)
  • Live & OnDemand Online Class (or)
  • OnDemand Online Class
  • License Exam Manual (LEM)
  • Class Notes
  • SecuritiesPro™ QBank
  • Practice Exam
  • Mastery Exam
  • InstructorLink™
    • Instructor Email Access
    • Video Library
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates
Essential Self-Study Solution $439.00  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

This essential package contains all the great study tools from our Basic Solution, plus the OnDemand Video Library. The Video Library is an innovative series of streaming videos, providing you with an introduction to core concepts and test topics while you're on the go. This package is an excellent choice for candidates who want a comprehensive self-study program.

  • License Exam Manual (LEM)
  • SecuritiesPro™ QBank
  • Practice Exam
  • InstructorLink
    • Video Library
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates

Series 7 General Information

The FINRA® Series 7, General Securities Representative Exam is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.

Prerequisites: None

Exam Format: 250 multiple-choice questions

Exam Duration: 3 hours for each part

Passing Score: 72% or above

Part 1: 125 questions

Part 2: 125 questions

Fee: $305.00

Outline of Topics Covered:

  • Seeks business for the broker-dealer through customers and potential customers
  • Evaluates customers’ other security holdings, financial situation and needs, financial status, tax status, and investment objectives
  • Open accounts, transfer assets, and maintains appropriate account records
  • Provides customers with information on investments and makes suitable recommendations
  • Obtains and maintains customer’s purchase and sales instructions, enters orders, and follows up

Series 66 General Information

The NASAA® Series 66, Uniform Combined State Law Examination is required of individuals acting as or soliciting for the service of investment advisors and soliciting the purchase or sale of securities within a state. This series fulfills the requirements of both the Series 63 and Series 65.

Corequisite: Series 7

Exam Format: 100 Multiple-choice questions

Exam Duration: 2 hours, 30 minutes

Passing Score: 75% or above

Fee: $145.00

Outline of Topics Covered:

  • Economic Factors and Business Information
  • Investment Vehicle Characteristics
  • Client Investment Recommendations and Strategies
  • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices

Attention Tennessee Students: 

Kaplan Financial Education is authorized for operation as a postsecondary educational institution by the Tennessee Higher Education Commission. In order to view detailed job placement and graduation information on the programs offered by Kaplan Financial Education, please visit www.state.tn.us/thec and click on the Authorized Institutions Data button.