Our website, including online access will be unavailable for 1 to 3 hours starting at 12 am CT Tuesday, July 7, and Thursday, July 9, for regularly scheduled maintenance. We apologize for any inconvenience this may cause.

Kaplan University School of Professional and Continuing Education Kaplan University School of Professional and Continuing Education

Series 7 - General Securities Representative Exam

Kaplan Securities Licensing Series 7 Exam Prep

Pass Your Securities Series 7 Licensing Exam With Kaplan

Kaplan's securities test prep solutions for the FINRA® Series 7 exam are tailored to meet your learning style. Choose from our Traditional Live Class, Live & OnDemand Online Class, or a Self-Study Solution.

Pass the Series 7 with a full suite of exam prep options designed to help you work smarter, perform better, and score higher. And with Kaplan's Practice Exam, SecuritiesPro™ QBank, and experienced instructors, you'll be more confident on exam day.

Click + to learn more about Kaplan's exam prep options for the Series 7 exam.

Select a Product Price

Series 7 Study Solutions:

Premium Instruction Study Solution - Live Class $449.00 Schedule Class 

Our most comprehensive study solution includes expert instruction to complement our multimedia study tools. Add your choice of live or online Instruction, a realistic Mastery Exam, and Instructor Email Access, and you have everything you need to pass your securities exam.

  • Traditional Live Class (or)
  • Live & OnDemand Online Class (or)
  • OnDemand Online Class
  • License Exam Manual (LEM)
  • Class Notes
  • SecuritiesPro™ QBank
  • Practice Exam
  • Mastery Exam
  • InstructorLink™
    • Instructor Email Access
    • Video Library
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates
Premium Instruction Study Solution - Online Class $449.00  Add to Cart  

Our most comprehensive study solution includes expert instruction to complement our multimedia study tools. Add your choice of live or online Instruction, a realistic Mastery Exam, and Instructor Email Access, and you have everything you need to pass your securities exam.

  • Traditional Live Class (or)
  • Live & OnDemand Online Class (or)
  • OnDemand Online Class
  • License Exam Manual (LEM)
  • Class Notes
  • SecuritiesPro™ QBank
  • Practice Exam
  • Mastery Exam
  • InstructorLink™
    • Instructor Email Access
    • Video Library
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates
Essential Self-Study Solution $299.00  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

This essential package contains all the great study tools from our Basic Solution, plus the OnDemand Video Library. The Video Library is an innovative series of streaming videos, providing you with an introduction to core concepts and test topics while you're on the go. This package is an excellent choice for candidates who want a comprehensive self-study program.

  • License Exam Manual (LEM)
  • SecuritiesPro™ QBank
  • Practice Exam
  • InstructorLink
    • Video Library
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates
Basic Self-Study Solution $259.00  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

This package is the foundation for any successful study regimen! The comprehensive License Exam Manual, SecuritiesPro™ QBank, and Practice Exam form the core of your series-specific study program. Partial access to InstructorLink™ provides a suite of online resources.

  • License Exam Manual (LEM)
  • SecuritiesPro™ QBank
  • Practice Exam
  • InstructorLink
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates

Series 7 Individual Study Tools:

Seminar Only $299.00 Schedule Class 

Our classroom options are for students who prefer a learning environment with maximum teacher/student interaction. Securities experts deliver material in a concise and easy-to-understand manner, while providing important topical insight and valuable exam tips and strategies. You can choose either:

  • Traditional Live Class: Available in most metropolitan centers, our traditional live classes are perfect for students who are required to have classroom attendance or who prefer a learning environment with maximum teacher/student interaction. Securities experts deliver material in a concise and easy-to-understand manner, while providing important topical insight and valuable exam tips and strategies.
  • Live & OnDemand Online Class: This interactive webcast provides the structure and format of classroom instruction with the convenience of online study. Live online class allows you to ask questions in real time. Our OnDemand online courses can be viewed anytime, anywhere and as often as you like.
  • OnDemand Online Class: This recorded version of our classroom lectures eliminates the constraints of attending scheduled classroom delivery. If flexibility is a requirement in your study process, this choice allows you to experience our classroom content at any time you want, and as many times as you want.
SecuritiesPro™ QBank (Online + Download) $124.50  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

Test yourself with an interactive database of exam-focused questions. Build personalized exams based on length and topic of your choice, and then complete the exams online or print them out to study on the go! The QBank allows you to create personal notes and bookmarks for future reference and search for specific questions based on keyword, question ID, or notes.

License Exam Manual, 10th Edition $124.50  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

The foundation of your securities exam preparation, the License Exam Manual (LEM) is a comprehensive textbook covering all aspects of the exam. Units contain short, focused paragraphs with numerous graphics, exercises, and quizzes to help you learn faster and retain critical information. The text also includes a glossary of common terms.

Onilne Practice and Mastery Exams Package $25.00  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

Mastery Exam: This exam is designed to closely replicate the true exam experience, both in terms of the degree of difficulty and topical coverage. Validated as a test of preparedness, the exam may be taken just once and provides a score and diagnostic feedback without answer explanations. It is a sound indicator of potential actual exam scores: the better you do on this exam, the more likely you are to pass your securities exam.

Practice Exam: Practice with an online collection of practice questions built on the most current test topics. Frequently updated to address the latest regulations, this exam may be taken only once. It is designed to be an accurate measure of preparedness and provides a score with diagnostic feedback without answer explanations. You should carefully review all Practice Exam questions and topics prior to your securities test to ensure the best possible exam results.

Securities QuickSheet, 10th Edition $14.00  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

Maximize your time and refresh your memory with our Securities QuickSheets. This study tool is an excellent reference for reviewing topics and formulas anytime, anywhere. Our QuickSheets make it easy to study critical exam material without having to page through the entire textbook.

Options QuickSheet, 10th Edition $11.00  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

Maximize your time and refresh your memory with our Securities QuickSheets. This study tool is an excellent reference for reviewing topics and formulas anytime, anywhere. Our QuickSheets make it easy to study critical exam material without having to page through the entire textbook.

General Information

The FINRA® Series 7, General Securities Representative Exam is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.

Prerequisites: None

Exam Format: 250 multiple-choice questions

Exam Duration: 3 hours for each part

Passing Score: 72% or above

Part 1: 125 questions

Part 2: 125 questions

Fee: $305.00

Outline of Topics Covered:

  • Seeks business for the broker-dealer through customers and potential customers
  • Evaluates customers’ other security holdings, financial situation and needs, financial status, tax status, and investment objectives
  • Open accounts, transfer assets, and maintains appropriate account records
  • Provides customers with information on investments and makes suitable recommendations
  • Obtains and maintains customer’s purchase and sales instructions, enters orders, and follows up

Attention Tennessee Students: 

Kaplan Financial Education is authorized for operation as a postsecondary educational institution by the Tennessee Higher Education Commission. In order to view detailed job placement and graduation information on the programs offered by Kaplan Financial Education, please visit www.state.tn.us/thec and click on the Authorized Institutions Data button.

Kaplan’s Series 7 Study Solution was thorough, complete, clear, comprehensive, and effective. The program is designed to be used by professionals with or without a background in the Securities industry. I passed the Series 7 exam with a score of 94%, which I attribute largely to the effectiveness of the Kaplan study materials.        

L. DeCuir