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Series 6/63

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Pass Your Securities Series 6/63 Licensing Exam With Kaplan

Kaplan's securities test prep solutions for the Series 6/63 exam are tailored to meet your learning style. Choose from our Traditional Live Class, Live & OnDemand Online Class, or a Self-Study Solution.

Pass the Series 6/63 with a full suite of exam prep options designed to help you work smarter, perform better, and score higher. And with Kaplan's Practice Exam, SecuritiesPro™ QBank, and experienced instructors, you'll be more confident on exam day.

Click + to learn more about Kaplan's exam prep options for the Series 6/63 exam.

Select a Product Price

Series 6/63 Study Solutions:

Premium Instruction Study Solution - Live Class $359.00 Schedule Class 

Our most comprehensive study solution includes expert instruction to complement our multimedia study tools. Add your choice of live or online Instruction, a realistic Mastery Exam, and Instructor Email Access, and you have everything you need to pass your securities exam.

  • Traditional Live Class (or)
  • Live & OnDemand Online Class (or)
  • OnDemand Online Class
  • License Exam Manual (LEM)
  • Class Notes
  • SecuritiesPro™ QBank
  • Practice Exam
  • Mastery Exam
  • InstructorLink™
    • Instructor Email Access
    • Video Library
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates
Premium Instruction Study Solution - Online Class $359.00  Add to Cart  

Our most comprehensive study solution includes expert instruction to complement our multimedia study tools. Add your choice of live or online Instruction, a realistic Mastery Exam, and Instructor Email Access, and you have everything you need to pass your securities exam.

  • Traditional Live Class (or)
  • Live & OnDemand Online Class (or)
  • OnDemand Online Class
  • License Exam Manual (LEM)
  • Class Notes
  • SecuritiesPro™ QBank
  • Practice Exam
  • Mastery Exam
  • InstructorLink™
    • Instructor Email Access
    • Video Library
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates
Essential Self-Study Solution $259.00  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

This essential package contains all the great study tools from our Basic Solution, plus the OnDemand Video Library. The Video Library is an innovative series of streaming videos, providing you with an introduction to core concepts and test topics while you're on the go. This package is an excellent choice for candidates who want a comprehensive self-study program.

  • License Exam Manual (LEM)
  • SecuritiesPro™ QBank
  • Practice Exam
  • InstructorLink
    • Video Library
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates
Basic Self-Study Solution $189.00  Add to Cart   Call Customer Support to Purchase  Call Customer Support to Purchase

This package is the foundation for any successful study regimen! The comprehensive License Exam Manual, SecuritiesPro™ QBank, and Practice Exam form the core of your series-specific study program. Partial access to InstructorLink™ provides a suite of online resources.

  • License Exam Manual (LEM)
  • SecuritiesPro™ QBank
  • Practice Exam
  • InstructorLink
    • Study Calendar
    • Searchable FAQs
    • Exam Tips
    • Content Updates

Series 6 General Information

The FINRA® Series 6, Investment Company and Variable Contracts Products Representative Qualification Exam is required of individuals soliciting the purchase or sale of redeemable securities (mutual funds), variable contracts (variable annuities) and insurance premium funding programs (variable life) issued by insurance companies.

Prerequisites: None

Exam Format: 100 multiple-choice questions

Exam Duration: 2 hours, 15 minutes

Passing Score: 70% or above

Fee: $100.00

Outline of Topics Covered:

  • Regulatory fundamentals and business development
  • Evaluate customers’ financial information, identify investment objectives, provide information on investment products, and make suitable recommendations
  • Open, maintain, close, and transfer accounts and retain appropriate account records
  • Obtain, verify, and confirm customer purchase and sale instructions

Series 63 General Information

The NASAA® Series 63, Uniform Securities State Law Exam is required of individuals soliciting the purchase or sale of securities within a state. The exam may be required in addition to other exams.

Prerequisites: None

Exam Format: 60 Multiple-choice questions

Exam Duration: 1 hour, 15 minutes

Passing Score: 72% or above

Fee: $115.00

Outline of Topics Covered:

  • State Securities Acts and related rules and regulations
  • Ethical practices and fiduciary obligations

Attention Tennessee Students: 

Kaplan Financial Education is authorized for operation as a postsecondary educational institution by the Tennessee Higher Education Commission. In order to view detailed job placement and graduation information on the programs offered by Kaplan Financial Education, please visit www.state.tn.us/thec and click on the Authorized Institutions Data button.