Kaplan University School of Professional and Continuing Education Kaplan University School of Professional and Continuing Education

Securities Licensing Exam Prep

Pass Your Securities Licensing Exam with Kaplan

Whether you prefer the comfort of studying from home or an actual classroom setting, Kaplan offers the Study Solution that best suits your needs. Choose from our Traditional Live Class, Live & OnDemand Online Class, or a Self-Study Solution. Our comprehensive Study Solutions:

  • Directly reflect what is tested on your exam to help you pass
  • Provide the skills you need to help your clients and excel in your career
  • Contain the most current and accurate information available

Choose Your Series to Get Started:

Why Choose Kaplan for Your Securities Licensing Exam Prep?

Learn from the Best

Kaplan Financial Education has assembled the most effective, well-respected, and talented team of instructors and subject matter experts to provide you with our industry-leading securities exam prep instruction. You can trust that our best-in-the-business educators will go the extra mile to ensure you are fully prepared for your securities exam.


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Study Tools to Fit Your Learning Style

Our study materials include a number of online resources and robust study tools. They provide you with everything you need to prepare for exam day.


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The Blueprint for Your Success

We’ve developed Best Practices Guides for each of the major series that walk you through how to best use your study tools from Kaplan. Each guide covers:

  • Live, Live & OnDemand, and Self-Study options
  • License Exam Manual (LEM)
  • SecuritiesPro™ QBank
  • Weighted Mock Exams
  • Practice Exam and Mastery Exam
  • Additional study tools

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Walk into Your Exam with Confidence

A key component of our Study Solutions are the content updates we provide you. They inlcude:

  • Current changes in rules and regulations
  • A detailed listing of changes to new editions
  • Plus, exam tips and study strategies


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