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Offerings include license exam prep, continuing education and firm element, insurance designation programs, CFP Board-Registered Programs, and compliance management tools and services.

Kaplan Financial is comprised of Schweser, a Kaplan Professional company, and these former companies: Dearborn Financial Services, BISYS Education Services, eMind, and Insurance Achievement.

Important Announcement for Securities Licensing Students!

Over the coming year as the former NYSE & NASD rules are consolidated, the Qualifications Department of FINRA will update the Securities examinations outlines to reflect this rule consolidation and any changes to current regulations.  This will be done in several phases, the first of which had an effective date of December 15, 2008.  In accordance with this change, FINRA has published new study outlines that reflect the first phase of this implementation with regards to the qualification exams.  In this phase, only new rule number citations have been changed in the study outlines and the question banks will not be significantly changed.  Students should not expect any significant changes in qualification exams based on these new outlines.  Although a rule number may be cited in a FINRA qualification exam it is unnecessary to know the rule number to correctly answer a question.  SEC rules are independent of FINRA rules and will not be changing because of this consolidation. 

Throughout the next 12 months, we anticipate that the SEC will approve numerous new regulations related to the consolidation of the former NYSE/NASD rules.  During this process, the Qualifications Department  of FINRA will update the outlines and phase in new questions in a non-disruptive fashion.  Kaplan Financial Education will update our students as these changes are made.