Securities License Exam

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Securities Licensing
 
Kaplan Financial's exam prep programs have helped thousands of prospective agents and representatives pass their security licensing exams on the first try.

The entire exam-prep program is structured to build knowledge, confidence, and exam-readiness. We’ve created a program that is extremely efficient, so your time is well-spent. The program is current, focused, and relevant—aimed at helping you build knowledge and to pass the exam the first time.



Series 7, Series 63, Series 6 License Exams

Selecting a securities licensing exam prep solution is simple.

1. Select for registered representative series:


View requirements for all registered representative series
or
2. Select for registered principals series:


View requirements for all registered principal series.

 



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Kaplan Financial is constantly monitoring the securities industry for the latest regulatory changes. Our licensing line is updated in a timely manner to reflect these changes.






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