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Securities Licensing Exam Prep
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Live Review for CFP® Certification Examination |
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Kaplan Financial is committed to providing you with current and critical compliance information when it counts the most. Our Test Alert! section covers information on specific product modifications to the content of our securities licensing exam prep courses. We refresh information in conjunction with industry-focused topics as well as regulatory and product changes. These content updates and practice questions, answers and rationale are available in our Test Alert! and shipped with newly ordered study materials.
Test Alerts! are available in downloadable PDF format. Download the free version of Acrobat Reader®.
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Series 3 >
Series 4, 2nd edition >
Series 4, 1st edition >
Series 6, 4th edition >
Series 6, 3rd edition >
Series 7, 4th edition revised Index >
Series 7, 4th edition >
Series 9, 3rd edition >
Series 9, 2nd edition >
Series 10, 3rd edition >
Series 10, 2nd edition >
Series 24, 4th edition >
Series 24, 3rd edition >
Series 26, 3rd edition >
Series 26, 2nd edition >
Series 27/28, 1st edition revised >
Series 27/28, 1st edition >
Series 31, 1st edition >
Series 37/38 >
Series 51, 1st Edition, Revised >
Series 53, 2nd edition >
Series 53, 1st edition >
Series 55, 3rd edition >
Series 55, 2nd edition >
Series 63, 3rd edition >
Series 63, 2nd edition >
Series 65, 3rd edition >
Series 65, 2nd edition >
Series 66, 3rd edition >
Series 66, 2nd edition >
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Series 3
No Test Alert! at this time.
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Series 4, 2nd edition
No Test Alert! at this time.
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Series 4, 1st edition
This Test Alert! dated 8/20/07, is to be used with the 1st edition of the Kaplan Financial Series 4 study manual. It covers changes to rules and regulations, as well as additional Sample Questions, Answers & Rationale.
 Download the Series 4 Test Alert!
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Series 6, 4th edition
A Series 6, 4th edition Revised index is available below for use with the Series 6, 4th edition license exam manual.
 Download The Series 6, 4th Edition Revised Index
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Series 6, 3rd edition
This Test Alert! dated 2/29/08, is to be used with the Kaplan Financial 3rd edition of the Series 6 License Exam Manual. It contains content updates as well as additional sample quizzes, answers and rationale since the release of the 3rd edition.
 Download the Series 6 Test Alert
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Series 7, 4th edition revised Index
A Series 7, 4th edition revised index is available below for use with the Series 7, 4th edition license exam manual.
 Download the Series 7, 4th edition revised Index
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Series 7, 4th edition
This Test Alert! dated 5/28/08, is to be used with the Kaplan Financial Education 4th edition of the Series 7 License Exam Manual. It includes information about FINRA, New Quick Quizzes, Answers & Rationales, and content revisions made since the release of the 4th edition.
 Download Series 7, 4th Edition TestAlert!
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Series 9, 3rd edition
No Test Alert! at this time.
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Series 9, 2nd edition
This Test Alert! dated 03/17/08, is to be used with the Kaplan Financial 2nd edition of the Series 9 License Exam Manual. It includes information about FINRA, New Quick Quizzes, Answers & Rationales, and content revisions made since the release of the 2nd edition.
 Download Series 9 2nd Edition Test Alert!
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Series 10, 3rd edition
No Test Alert! at this time.
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Series 10, 2nd edition
This Test Alert! dated 2/8/08, is to be used with Kaplan Financial's Series 10 license exam manual, 2nd edition. It features information about FINRA as well content revisions made since the release of the 2nd edition.
 Download the Series 10 Test Alert!
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Series 24, 4th edition
No Test Alert! at this time.
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Series 24, 3rd edition
This Test Alert! dated 1/31/08, is to be used with the Kaplan Financial 3rd edition of the Series 24 License Exam Manual. It includes content added in anticipation of the revised Series 24 study outline, effective February 2008; many of these changes were anticipated and incorporated in the 4th edition of our license exam manual. The Test Alert also features information about FINRA, New Quick Quizzes, Answers & Rationales, and content revisions made since the release of the 3rd edition.
 Download the Series 24 Test Alert!
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Series 26, 3rd edition
This Test Alert! dated 5/29/08, is to be used with Kaplan Financial's Series 26, 3rd edition license exam manual and includes content additions since the release of the 3rd edition.
 Download the Series 26 TestAlert!
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Series 26, 2nd edition
This Test Alert! dated 3/3/08, is to be used with Kaplan Financial's Series 26, 2nd edition license exam manual and includes content additions since the release of the 2nd edition.
 Download the Series 26 Test Alert!
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Series 27/28, 1st edition revised
No Test Alert! at this time.
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Series 27/28, 1st edition
This Test Alert! dated 2/22/07, is to be used with the Kaplan Financial Series 27/28 License Exam Manual, 1st edition. It includes content added in anticipation of the revised Series 27/28 study outline which became effective on August 15, 2006; many of these changes were anticipated and incorporated in the 1st edition of our license exam manual. The Test Alert also includes New Quick Quizzes, Answers & Rationales, and content revisions made since the release of the 1st edition.
Download the Series 27/28 Test Alert!
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Series 31, 1st edition
This Test Alert! dated 7/1/06, is to be used with the Kaplan Financial License Exam Manual, 1st edition. It includes changes in Rules and Regulations and new Sample Questions, Answers & Rationales approved since the release of the Kaplan Financial, 1st edition.
Download the Series 31Test Alert!
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Series 37/38
Please refer to the Series 7 Test Alert!
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Series 51, 1st Edition, Revised
This Test Alert! dated 11/01/08, is to be used with the 1st Edition , Revised of the Kaplan Financial Series 51 study manual. It includes information about recent changes to Rules and Regulations and also includes New Sample Questions, Answers & Rationales.
 Download Series 51 Test Alert!
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Series 53, 2nd edition
No Test Alert! at this time.
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Series 53, 1st edition
No Test Alert! at this time.
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Series 55, 3rd edition
No Test Alert! at this time.
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Series 55, 2nd edition
This Test Alert! dated 2/29/08, is to be used with the Kaplan Financial Series 55 License Exam Manual, 2nd edition. It features content updates as a result of changes to Rules and Regulations, as well as quizzes, answers and rationale made since the release of the 2nd edition.
 Download the Series 55 Test Alert!
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Series 63, 3rd edition
No Test Alert! at this time.
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Series 63, 2nd edition
This Test Alert! dated 3/12/08, is to be used with the Kaplan Financial Series 63 License Exam Manual, 2nd edition. It features content updates as a result of changes to Rules and Regulations made since the release of the 2nd edition.
 Download the Series 63 Test Alert!
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Series 65, 3rd edition
This Test Alert! dated 9/22/08, is to be used with the Kaplan Financial Education Series 65 License Exam Manual, 3rd edition. It features content updates as a result of changes to Rules and Regulations made since the release of the 3rd edition.
 Download Series 65 Test Alert!
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Series 65, 2nd edition
This Test Alert! dated 3/7/08, is to be used with the Kaplan Financial Series 65 License Exam Manual, 2nd edition. It features content updates as a result of changes to Rules and Regulations made since the release of the 2nd edition.
 Download the Series 65 Test Alert!
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Series 66, 3rd edition
This Test Alert! dated 9/23/08, is to be used with Kaplan Financial Education's Series 66 License Exam Manual, 3rd edition. It features content changes, additional quizzes, answers and rationale since the release of the Series 66, 3rd edition.
 Download Series 66 Test Alert!
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Series 66, 2nd edition
This Test Alert! dated 2/29/08, is to be used with Kaplan Financial's Series 66 License Exam Manual, 2nd edition. It features content changes, additional quizzes, answers and rationale since the release of the Series 66, 2nd edition.
 Download Series 66 Test Alert!
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